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Securities Exchange Act
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#	Item
681	Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934: Netflix, Inc., and Reed Hastings Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-04-02 15:07:51 Finance United States securities law Stock market SEC filings 73rd United States Congress Netflix Selective disclosure Regulation Fair Disclosure Securities Exchange Act Business United States Securities and Exchange Commission Financial economics
682	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoMarch 30, 2012 ____________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-03 07:57:13 Investment Advisers Act U.S. Securities and Exchange Commission Investment Company Act Economy of the United States Financial system 76th United States Congress Ares Management Financial regulation
683	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTMay 5, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amendin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-06 06:37:18 Financial markets Financial economics Economy of the United States Computer networking Consolidated Tape Association New York City Securities Exchange Act NYSE Arca New York Stock Exchange NYSE Euronext Self-regulatory organizations United States securities law
684	Online Appendix for “How do Acquirers Choose between Mergers and Tender Offers?” Brief History of the Best Price Rule (SEC Rule 14d-10) The regulatory environment for tender offers has been in flux in the United Stat Add to Reading List Source URL: jfe.rochester.edu Language: English - Date: 2015-02-12 11:26:00 Business Financial economics Takeover Executive pay Security Securities Exchange Act Latham & Watkins Finance Corporate finance Skadden Arps Slate Meagher & Flom Tender offer
685	Putnam OTC Emerging Growth Fund Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-22 10:16:55 U.S. Securities and Exchange Commission Financial regulation Government 76th United States Congress Investment Company Act United States securities law
686	Microsoft Word - NYSE MKT Corporate Governance Requirements.docx Add to Reading List Source URL: www.tasmanmetals.com Language: English - Date: 2014-02-11 09:16:35 Private law Corporate governance SEC filings United States securities law Law Proxy statement New York Stock Exchange Board of directors Securities Exchange Act Corporations law Business Management
687	Division of Trading and Markets No-Action Letter: Securities Industry and Financial Markets Association Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-01-09 16:41:46 Financial system Registered Investment Advisor Securities Industry and Financial Markets Association Broker-dealer U.S. Securities and Exchange Commission Investment Advisers Act Short Net capital rule Financial economics Financial markets Finance
688	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXMay 12, 2015 Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-12 17:04:24 United States Securities and Exchange Commission Securities Exchange Act NASDAQ United States Boston Stock Exchange Economy of the United States United States securities law 73rd United States Congress
689	OFFERING MEMORANDUM CONFIDENTIAL E.ON International Finance B.V. Amsterdam, The Netherlands Add to Reading List Source URL: www.eon.com Language: English - Date: 2015-06-18 19:05:04 Business United States securities law Stock market 73rd United States Congress United States Securities and Exchange Commission Prospectus International Financial Reporting Standards Securities Act Securities Exchange Act E.ON Finance Energy
690	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. NoMay 7, 2015 Admin. Proc. File NoIn the Matter of the Application of Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-07 15:46:38 Financial Industry Regulatory Authority Securities Exchange Act Registered Investment Advisor U.S. Securities and Exchange Commission Security PINO Debits and credits General Securities Representative Exam Sales United States securities law Business Finance

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